DFX Intelligence

M•••• C•••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••• C•••••• P••••••• L••

CRD 167385

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:4a6b82d5-bd30-6282-b88c-3110627dde51

Data as of Jun 15, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 1
Observed: Jun 29, 2021 to Jun 15, 2023
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•••• C•••••• P••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $623M••• Locked
Discretionary RAUM: $623M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• C••••••••• C•••••• L•	Hedge Fund	$52.9M	Mar 29, 2024	92	Jun 29, 2021	reported	021-246827
M•••• C••••••••• C•••••• Q•• L•	Hedge Fund	$40.1M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• R•••• J••••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	06/2010	Jun 29, 2021	Jun 15, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 27, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$623M	$649M	-4.1%	n/a	n/a	4	4	0	0

Relationships

Advises (6)

→ M•••• C••••••••• C•••••• I• L•Private fundHedge Fund, ERA
Jun 29, 2021 to presentfactForm ADV
→ M•••• C•••••• C••••••••• I•• L•Private fundVenture Capital Fund, ERA
Jul 28, 2023 to presentfactForm ADV
→ M•••• C••••••••• C•••••• Q•• L•Private fundHedge Fund, ERA
Jun 29, 2021 to presentfactForm ADV
→ M•••• C••••••••• C•••••• L•

Dated events

Occurred
Jul 28, 2023
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 15, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$477M
Occurred
Jun 29, 2021
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a6b82d5-bd30-6282-b88c-3110627dde51
First observed: Jun 29, 2021
Last observed: Jun 15, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.