DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 3, 2020 | n/a | yes | OMAHA, NE | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 12, 2004 | Apr 2, 2020 | no | OMAHA, NE | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Dec 14, 1999 | Mar 8, 2004 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Apr 2, 2020 | Apr 3, 2020 | 1 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | SECURITIES AMERICA ADVISORS, INC. | Mar 8, 2004 | Mar 12, 2004 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:NE:2020-04-02 | Apr 2, 2020 | Apr 3, 2020 | OMAHA, NE | Firm change |