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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Apr 13, 2026 | n/a | yes | Los Angeles, CA|VESTAVIA HILLS, AL | Current employment |
| Stonekimbro | Former SEC adviser | Mar 9, 2022 | Jun 19, 2025 | no | COSTA MESA, CA|Los Angeles, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 3, 2007 | Mar 12, 2026 | no | Los Angeles, CA|SAN DIEGO, CA|PASADENA, CA|COSTA MESA, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Mar 1, 2007 | no | PHOENIX, AZ|WOODLAND HILLS, CA | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Apr 22, 2004 | Oct 31, 2005 | no | WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Stonekimbro | Mar 12, 2026 | Mar 9, 2022 | -1,464 | Firm change after gap | Other |
| Stonekimbro | RFG ADVISORY, LLC | Jun 19, 2025 | Apr 13, 2026 | 298 | Firm change | RIA to RIA |
| SAGEPOINT FINANCIAL, INC. | INDEPENDENT FINANCIAL GROUP, LLC | Mar 1, 2007 | Jul 3, 2007 | 124 | Firm change | Other |
| SENTRA SECURITIES CORPORATION | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |