J•••• N• G•••••

Advisor at B• R•••• W••••• A•••••••• I•••

Boerne, TX | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a8709b5-a486-851c-f595-fa0ffa7be746

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jun 23, 2021	n/a	yes	Boerne, TX\|New York, NY	Current employment
B• R•••• W••••• M•••••••••	Former SEC adviser	Mar 20, 2013	Jul 3, 2014	no	NEW YORK, NY\|Memphis, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Jul 3, 2014	Jun 23, 2021	2,547	Firm change after gap	Other
S•••••• M••••• L••	B• R•••• W••••• M•••••••••	Mar 25, 2011	Mar 20, 2013

Relationships

Registered with (6)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 23, 2021 to presentfactForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 20, 2013 to Jul 3, 2014factForm ADV
→ S•••••• M••••• L••Registered adviserregistration: previous registration
Jun 28, 2006 to Mar 25, 2011factForm ADV
→ S•• C•••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a8709b5-a486-851c-f595-fa0ffa7be746
First observed: Jan 31, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.