DFX Intelligence

H•••••• L• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

H•••••• L• S•••••••••

Advisor at L•• F•••••••• L••

GENOA, OH

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Search this name across graphsid dfx:ria:4aa7e93a-ff5d-f239-14c3-4b506bc86aab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 30, 2024	n/a	yes	GENOA, OH	Current employment
V•••• I••••••••• P•••••••• L••	Former SEC adviser	Nov 22, 2017	Apr 13, 2023	no	FREMONT, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• I••••••••• P•••••••• L••	L•• F•••••••• L••	Apr 13, 2023	Oct 30, 2024	566	Firm change after gap	RIA to ibd
F•••• T•••• S••••••••• I•••	V•••• I••••••••• P•••••••• L••	Nov 28, 2017	Nov 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
628:290249:OH:2017-11-28	Nov 28, 2017	Nov 22, 2017	TOLEDO, OH	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ V•••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2017 to Apr 13, 2023factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2012 to Nov 28, 2017factForm ADV

Dated events

Occurred
Apr 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aa7e93a-ff5d-f239-14c3-4b506bc86aab
First observed: Jan 30, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.