DFX Intelligence

J•••••• S•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

J•••••• S•••• C•••

Advisor at C••••••••• F•••••••• N••••••

Florence, SC | COLUMBIA, SC

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Search this name across graphsid dfx:ria:4aaad02b-f561-89ec-9901-1658ed45e632

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Oct 24, 2017	n/a	yes	COLUMBIA, SC\|Florence, SC	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Oct 2, 2017	Oct 24, 2017	no	COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	C••••••••• F•••••••• N••••••	Oct 24, 2017	Oct 24, 2017	0	Firm change	Other
C••••••••• F•••••••• N••••••	C•••• C•••••• S••••••••• L•••	Sep 20, 2017	Oct 2, 2017

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 29, 2014 to Sep 20, 2017factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Oct 2, 2017 to Oct 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aaad02b-f561-89ec-9901-1658ed45e632
First observed: Sep 29, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.