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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

LION CAPITAL ADVISORS LLC

CRD 305440

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4aae2551-613f-c88d-0de6-65f05ec604a0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Sep 2, 2019 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.13 fund_share=0.18 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $94.8MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $94.8M
Private client RAUM: $12.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $94.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 31
High net worth clients: 12
SEC number: 801-117427
CRD: 305440
Filings on the tape: 19
First filed: Sep 2, 2019
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP NORDELL CAREY	n/a	MIAMI, FL	5	15	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SV FUND	Other Private Fund	$32.2M	Dec 24, 2024	10	Mar 31, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEC ONE LTD	Shareholder	E	yes	12/2024	Dec 24, 2024	Dec 24, 2024
BELLERIVE LEGACY TRUST	Trustee	E	yes	12/2024	Dec 24, 2024	Dec 24, 2024
CAREY, PHILIP, NORDELL	Shareholder	E	yes	07/2021	Aug 30, 2021	Dec 24, 2024
CAREY, PHILIP, NORDELL	CEO, CCO	Na	yes	07/2021	Aug 30, 2021	Dec 24, 2024
CHAPARRO, GERMAN, CAMILO	MANAGING MEMBER	Na	yes	06/2019	Sep 2, 2019	Dec 24, 2024
CHAPARRO, GERMAN, CAMILO	MANAGING MEMBER	E	yes	06/2019	Sep 2, 2019	Dec 24, 2024
CW PARTNERS	Trustee	F	yes	12/2024	Dec 24, 2024	Dec 24, 2024
GESTRUST SA	Trustee	F	yes	06/2019	Aug 30, 2021	Dec 24, 2024
PHILOS HOLDINGS, LLC	Shareholder	C	yes	07/2021	Aug 30, 2021	Dec 24, 2024
SWISS CAPITAL ADVISORS LLC	Shareholder	D	yes	06/2019	Sep 2, 2019	Dec 24, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$94.8M	$94.8M	3	1	n/a	n/a
2024	Jan 16, 2025	$222M	$222M	3	1	1	n/a
2023	Mar 29, 2024	$222M	$222M	3	1	1	$32.2M
2022	Mar 31, 2023	$328M	$328M	4	2	1	$32.2M
2021	Mar 31, 2022	$265M	$265M	3	2	n/a	n/a
2020	Mar 31, 2021	$299M	$299M	3	1	n/a	n/a
2019	May 18, 2020	$112M	$112M	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$94.8M	$222M	-57.3%	$328M	-33.9%	3	3	0	0

Relationships

Advises (1)

→ SV FUNDPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV

Registered with (2)

← PHILIP NORDELL CAREYAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← PHILIP GEORGE HACKLEMANAdvisorregistration: previous registration
Nov 5, 2021 to Dec 15, 2023factForm ADV

Controls (8)

← CAREY, PHILIP, NORDELLOwnerSHAREHOLDER, ownership code E, individual
Aug 30, 2021 to Dec 24, 2024factForm ADV
← CHAPARRO, GERMAN, CAMILOOwnerMANAGING MEMBER, ownership code E, individual
Sep 2, 2019 to Dec 24, 2024factForm ADV
← ALEC ONE LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 24, 2024 to Dec 24, 2024factForm ADV
← BELLERIVE LEGACY TRUSTOwnerTRUSTEE, ownership code E, foreign entity
Dec 24, 2024 to Dec 24, 2024factForm ADV
← CW PARTNERSOwnerTRUSTEE, ownership code F, foreign entity
Dec 24, 2024 to Dec 24, 2024factForm ADV
← GESTRUST SAOwnerTRUSTEE, ownership code F, foreign entity
Aug 30, 2021 to Dec 24, 2024factForm ADV
← PHILOS HOLDINGS, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Aug 30, 2021 to Dec 24, 2024factForm ADV
← SWISS CAPITAL ADVISORS LLCOwnerSHAREHOLDER, ownership code D, domestic entity
Sep 2, 2019 to Dec 24, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
Lion Capital Advisors Llc reported RAUM $222.1M, down 32% from $328.2M (2023-03-31 to 2024-03-29)
Form ADVobserved 5 days ago
$-106M
Occurred
Dec 15, 2023
Advisor changed firm
Philip George Hackleman left Lion Capital Advisors Llc for Tiempo Capital Partners (registered 2024-01-12)
Form ADVobserved 5 days ago
Occurred
Aug 30, 2021
Control person left
Joseph Jonathan Cardona (Cco) no longer on Schedule A of Lion Capital Advisors Llc (listed 2021-04-29, absent 2021-08-30)
Form ADVobserved 5 days ago
Occurred
Aug 30, 2021
Control person joined
Nordell Philip Carey (Ceo, Cco) appeared on Schedule A of Lion Capital Advisors Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Lion Capital Advisors Llc reported RAUM $299.5M, up 167% from $112.2M (2021-01-11 to 2021-03-31)
Form ADVobserved 5 days ago
$187M
Occurred
Feb 14, 2020
Control person left
Javier Carlos Legaspy (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of Lion Capital Advisors Llc (listed 2019-10-17, absent 2020-02-14)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2020
Control person joined
Joseph Jonathan Cardona (Cco) appeared on Schedule A of Lion Capital Advisors Llc
Form ADVobserved 5 days ago
Occurred
Sep 2, 2019
First Form ADV filing
Lion Capital Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aae2551-613f-c88d-0de6-65f05ec604a0
First observed: Sep 2, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LION CAPITAL ADVISORS LLC

CRD 305440

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4aae2551-613f-c88d-0de6-65f05ec604a0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP NORDELL CAREY

n/a

MIAMI, FL

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SV FUND

Other Private Fund

$32.2M

Dec 24, 2024

Mar 31, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEC ONE LTD

Shareholder

yes

12/2024

Dec 24, 2024

BELLERIVE LEGACY TRUST

Trustee

yes

12/2024

Dec 24, 2024

CAREY, PHILIP, NORDELL

Shareholder

yes

07/2021

Aug 30, 2021

Dec 24, 2024

CAREY, PHILIP, NORDELL

CEO, CCO

yes

07/2021

Aug 30, 2021

Dec 24, 2024

CHAPARRO, GERMAN, CAMILO

MANAGING MEMBER

yes

06/2019

Sep 2, 2019

Dec 24, 2024

CHAPARRO, GERMAN, CAMILO

MANAGING MEMBER

yes

06/2019

Sep 2, 2019

Dec 24, 2024

CW PARTNERS

Trustee

yes

12/2024

Dec 24, 2024

GESTRUST SA

Trustee

yes

06/2019

Aug 30, 2021

Dec 24, 2024

PHILOS HOLDINGS, LLC

Shareholder

yes

07/2021

Aug 30, 2021

Dec 24, 2024

SWISS CAPITAL ADVISORS LLC

Shareholder

yes

06/2019

Sep 2, 2019

Dec 24, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$94.8M

n/a

2024

Jan 16, 2025

$222M

n/a

2023

Mar 29, 2024

$222M

$32.2M

2022

Mar 31, 2023

$328M

$32.2M

2021

Mar 31, 2022

$265M

n/a

2020

Mar 31, 2021

$299M

n/a

2019

May 18, 2020

$112M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$94.8M

$222M

-57.3%

$328M

-33.9%