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Reading the graph
Advisor at STRATOS WEALTH PARTNERS, LTD
AVENTURA, FL | BEACHWOOD, OH | Aventura, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2015 | n/a | yes | BEACHWOOD, OH|AVENTURA, FL | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Aug 13, 2010 | n/a | yes | BEACHWOOD, OH|Aventura, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Mar 4, 2009 | no | Cleveland, OH | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Oct 26, 2007 | Oct 1, 2008 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | STRATOS WEALTH PARTNERS, LTD | Mar 4, 2009 | Aug 13, 2010 | 527 | Firm change after gap | Other |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |