DFX Intelligence

T••••• R• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

T••••• R• T••••••

Advisor at C••••••• F•••••••• S•••••• C•••••••••

CENTENNIAL, CO | WAKE FOREST, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• S•••••• C•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• S•••••• C•••••••••	Former SEC adviser	Sep 7, 2023	n/a	yes	CENTENNIAL, CO\|WAKE FOREST, NC	Current employment
L•••••••• F•••••• A••••••• G••••• L••	Independent wealth	Sep 10, 2021	Sep 7, 2023	no	Wake Forest, NC\|BRADENTON, FL\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• F•••••• A••••••• G••••• L••	C••••••• F•••••••• S•••••• C•••••••••	Sep 7, 2023	Sep 7, 2023	0	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•••••••• F•••••• A••••••• G••••• L••	Sep 17, 2021

Relationships

Registered with (4)

→ C••••••• F•••••••• S•••••• C•••••••••Registered adviserregistration: current employment
Sep 7, 2023 to presentfactForm ADV
→ L•••••••• F•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Sep 10, 2021 to Sep 7, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2012 to Sep 17, 2021factForm ADV
→ O•••• F•• I•••

Dated events

Order

Occurred
7 Sep 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 19, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.