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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID PHILIP ARONOVITCH

Advisor at PERENNIAL FINANCIAL SERVICES

Santa Monica, CA

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Search this name across graphsid dfx:ria:4abbfe55-f680-b441-162f-7461ddf2cddb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERENNIAL FINANCIAL SERVICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 1, 2005
First registration: Apr 4, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 3001681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERENNIAL FINANCIAL SERVICES	Independent wealth	Aug 31, 2018	n/a	yes	Santa Monica, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Dec 9, 2010	no	SHERMAN OAKS, CA\|WOODLAND HILLS, CA\|SHERMAN OAKS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jul 13, 2006	May 2, 2009	no	SHERMAN OAKS, CA\|WOODLAND HILLS, CA\|SHERMAN OAKS, CA\|LAKEWOOD, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 4, 2005	Nov 1, 2005	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	PERENNIAL FINANCIAL SERVICES	Dec 9, 2010	Aug 31, 2018	2,822	Firm change after gap	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	WAMU INVESTMENTS, INC.	Nov 1, 2005	Jul 13, 2006	254	Firm change	Other

Relationships

Registered with (4)

→ PERENNIAL FINANCIAL SERVICESRegistered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Dec 9, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 13, 2006 to May 2, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 4, 2005 to Nov 1, 2005factForm ADV

Dated events

No dated event names this entity yet.