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Advisor at VISTA INVESTMENT PARTNERS
RICHMOND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS | Independent wealth | Nov 2, 2023 | n/a | yes | RICHMOND, IN | Current employment |
| VISTA INVESTMENT PARTNERS LLC | Independent wealth | Jan 27, 2018 | Nov 20, 2023 | no | RICHMOND, IN|OKLAHOMA CITY, OK | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Nov 9, 2016 | no | RICHMOND, IN|RICHMOND, IN|INDIANAPOLIS, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 5, 2011 | Oct 1, 2012 | no | RICHMOND, IN|RICHMOND, IN|RICHMOND, IN|RICHMOND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS LLC | VISTA INVESTMENT PARTNERS | Nov 20, 2023 | Nov 2, 2023 | -18 | Channel change | RIA to new firm |
| J.P. MORGAN SECURITIES LLC | VISTA INVESTMENT PARTNERS LLC | Nov 9, 2016 | Jan 27, 2018 | 444 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286014:327983:OK:2023-11-20 | Nov 20, 2023 | Nov 2, 2023 | OKLAHOMA CITY, OK | Firm change |