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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOHN PETER BAMBERGER

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

CHICAGO, IL | Erie, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 30, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 17, 2001
First registration: May 30, 2003
Dual registered: yes, broker-dealer
Other names: JOHN P. BAMBERGER
IAPD individual key: 4339068

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 5, 2016	n/a	yes	Erie, PA\|CHICAGO, IL	Current employment
PEAK SECURITIES CORPORATION	n/a	Jan 16, 2008	Nov 12, 2009	no	ERIE, PA\|LARGO, FL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Nov 6, 2006	Jul 25, 2007	no	ERIE, PA\|CHARLOTTE, NC	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jun 1, 2006	Jul 13, 2006	no	ERIE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Mar 6, 2006	no	MCKEAN, PA\|ERIE, PA\|ERIE, PA\|ERIE, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	May 30, 2003	Jan 1, 2004	no	ERIE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PEAK SECURITIES CORPORATION	BANKERS LIFE ADVISORY SERVICES, INC.	Nov 12, 2009	Jul 5, 2016	2,427	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PEAK SECURITIES CORPORATION	Jul 25, 2007	Jan 16, 2008	175	Firm change	Other
INVEST FINANCIAL CORPORATION	UVEST FINANCIAL SERVICES GROUP, INC.	Jul 13, 2006	Nov 6, 2006	116	Firm change	Other
PNC WEALTH MANAGEMENT	INVEST FINANCIAL CORPORATION	Mar 6, 2006	Jun 1, 2006	87	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Relationships

Registered with (6)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Jul 5, 2016 to presentfactForm ADV
→ PEAK SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 16, 2008 to Nov 12, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Nov 6, 2006 to Jul 25, 2007factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jun 1, 2006 to Jul 13, 2006factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Mar 6, 2006factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
May 30, 2003 to Jan 1, 2004factForm ADV

Dated events

No dated event names this entity yet.