DFX Intelligence

J••• A•••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••• A•••••••• G••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ATHENS, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 3, 2024	n/a	yes	ATHENS, GA\|PLYMOUTH, MN	Current employment
F••••••• C•••••• A•••••••• L••	Former SEC adviser	Jan 29, 2008	Oct 3, 2024	no	GREENVILLE, SC\|ATHENS, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• C•••••• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 3, 2024	Oct 3, 2024	0	Firm change	RIA to ibd
A••••••• S••••••••• G••••• I•••	F••••••• C•••••• A•••••••• L••	Mar 10, 2008	Jan 29, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
145460:116407:GA:2024-10-03	Oct 3, 2024	Oct 3, 2024	ATHENS, GA	Firm change

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ F••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2008 to Oct 3, 2024factForm ADV
→ A••••••• S••••••••• G••••• I•••Registered adviserregistration: previous registration
May 30, 2006 to Mar 10, 2008factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
3 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.