R••••• C•••••

Advisor at M•• W•••••

New York, NY | SUGARLAND, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ad0f897-9aab-ac42-eab3-f203cbdd02a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• W•••••	State registered	Mar 31, 2026	n/a	yes	SUGARLAND, TX\|New York, NY	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Jan 10, 2023	Apr 13, 2026	no	New York, NY\|WHEATON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	M•• W•••••	Apr 13, 2026	Mar 31, 2026	-13	Firm change	Other
G••••••• A•••••••• L••	B••••••••• W••••• A•••••••• L••	Jan 23, 2023	Jan 10, 2023

Relationships

Registered with (6)

→ M•• W•••••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2023 to Apr 13, 2026factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2021 to Jan 23, 2023factForm ADV
→ S••••••••• W•••••

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ad0f897-9aab-ac42-eab3-f203cbdd02a5
First observed: May 13, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.