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Advisor at RBC CAPITAL MARKETS, LLC
MINNEAPOLIS, MN | Golden Valley, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 13, 2026 | n/a | yes | MINNEAPOLIS, MN|Golden Valley, MN | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 8, 2026 | Jun 25, 2026 | no | Plymouth, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | RBC CAPITAL MARKETS, LLC | Jun 25, 2026 | Jul 13, 2026 | 18 | Firm change | Ibd to ibd |