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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MADISON WEALTH ADVISORS, LLC

CRD 117904

LEE'S SUMMIT, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ae5b6db-ac97-1234-b103-3e3df5305f24

Data as of Jun 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Apr 1, 2020 to Jun 7, 2023
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $222MItem 5.F on the latest filing (2023-06-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $222M
Private client RAUM: $222MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 321
Individual clients: 60
High net worth clients: 43
Custody, client assets: $16.1M
SEC number: 801-118638
CRD: 117904
Filings on the tape: 7
First filed: Apr 1, 2020
Latest filed: Jun 7, 2023
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, DOUGLAS, FRANCIS	Owner	E	yes	05/2023	Apr 1, 2020	Jun 7, 2023
CLARK, DOUGLAS, FRANCIS	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	Na	yes	10/1998	Apr 1, 2020	Jun 7, 2023
MWA NEWCO, INC.	Owner	E	yes	05/2023	Jun 7, 2023	Jun 7, 2023
SMITH, WILLIAM, RYAN	Owner	B	yes	05/2023	Jun 7, 2023	Jun 7, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 29, 2023	$222M	$222M	4	2	n/a	n/a
2021	Mar 15, 2022	$220M	$220M	4	2	n/a	n/a
2020	Mar 17, 2021	$115M	$115M	3	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$222M	$220M	1.2%	n/a	n/a	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	2	Jul 28, 2023	Jul 28, 2023	LEES SUMMIT, MO	Team lift out	RIA to RIA	100.0%

Relationships

Controls (3)

← CLARK, DOUGLAS, FRANCISOwnerOWNER, ownership code E, individual
Apr 1, 2020 to presentfactForm ADV
← SMITH, WILLIAM, RYANOwnerOWNER, ownership code B, individual
Jun 7, 2023 to presentfactForm ADV
← MWA NEWCO, INC.OwnerOWNER, ownership code E, domestic entity
Jun 7, 2023 to presentfactForm ADV

Moved with (1)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Jul 28, 2023 to Jul 28, 2023factForm ADV

Registered with (2)

← DOUGLAS FRANCIS CLARKAdvisorregistration: previous registration
Dec 8, 1998 to Jul 28, 2023factForm ADV
← WILLIAM RYAN SMITHAdvisorregistration: previous registration
Jun 26, 2014 to Jul 28, 2023factForm ADV

Dated events

Occurred
Jul 28, 2023
Team lift-out
2 advisors left Madison Wealth Advisors, LLC (Lees Summit, MO) for Buckingham Strategic Wealth, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jul 28, 2023
Advisor changed firm
William Ryan Smith left Madison Wealth Advisors, Llc for Buckingham Strategic Wealth, Llc (registered 2023-07-28)
Form ADVobserved 6 days ago
Occurred
Jul 28, 2023
Advisor changed firm
Douglas Francis Clark left Madison Wealth Advisors, Llc for Buckingham Strategic Wealth, Llc (registered 2023-07-28)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2023
Control person joined
Ryan William Smith (Owner) appeared on Schedule A of Madison Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 15, 2022
Regulatory AUM changed
Madison Wealth Advisors, Llc reported RAUM $220.0M, up 91% from $115.1M (2021-03-17 to 2022-03-15)
Form ADVobserved 6 days ago
$105M
Occurred
Apr 1, 2020
First Form ADV filing
Madison Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ae5b6db-ac97-1234-b103-3e3df5305f24
First observed: Apr 1, 2020
Last observed: Jun 7, 2023 40 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADISON WEALTH ADVISORS, LLC

CRD 117904

LEE'S SUMMIT, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4ae5b6db-ac97-1234-b103-3e3df5305f24

Data as of Jun 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, DOUGLAS, FRANCIS

Owner

yes

05/2023

Apr 1, 2020

Jun 7, 2023

CLARK, DOUGLAS, FRANCIS

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

10/1998

Apr 1, 2020

Jun 7, 2023

MWA NEWCO, INC.

Owner

yes

05/2023

Jun 7, 2023

SMITH, WILLIAM, RYAN

Owner

yes

05/2023

Jun 7, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

$222M

n/a

2021

Mar 15, 2022

$220M

n/a

2020

Mar 17, 2021

$115M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$222M

$220M

1.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Jul 28, 2023

LEES SUMMIT, MO

Team lift out

RIA to RIA

100.0%