DFX Intelligence

E••• C••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

E••• C••• C••••••

Advisor at A••••••••• R•••••••••

Riverside, CA | ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4aed65c6-c6d2-b7f5-f0c5-c1766f2072f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• R•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• R•••••••••	I•••••••••_WEALTH	May 15, 2023	n/a	yes	ALISO VIEJO, CA\|Riverside, CA	Current employment
W••••••••• R••••••••• A•••••••	Institutional manager	Dec 2, 2021	Jul 31, 2023	no	ALISO VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• R••••••••• A•••••••	A••••••••• R•••••••••	Jul 31, 2023	May 15, 2023	-77	Firm change after gap	Other
O•••••••••	W••••••••• R••••••••• A•••••••	Jan 6, 2022	Dec 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
121254:325859:CA:2023-07-06	Jul 31, 2023	May 15, 2023	ALISO VIEJO, CA	Firm change after gap
106766:121254:KS:2022-01-06	Jan 6, 2022	Dec 2, 2021	OVERLAND PARK, KS	Firm change after gap
125112:106766:CA:2018-12-24	Dec 31, 2018	Dec 3, 2018	RIVERSIDE, CA	Firm change

Relationships

Registered with (4)

→ A••••••••• R•••••••••Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ W••••••••• R••••••••• A•••••••Registered adviserregistration: previous registration
Dec 2, 2021 to Jul 31, 2023factForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Dec 3, 2018 to Jan 6, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

Occurred
Jul 31, 2023
Advisor changed firm
E••• C••• C•••••• left W••••••••• R••••••••• A••••••• for A••••••••• R••••••••• (registered 2023-05-15)
Form ADVobserved 7 days ago
Occurred
Jan 6, 2022
Advisor changed firm
E••• C••• C•••••• left Onedigital for W••••••••• R••••••••• A••••••• (registered 2021-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aed65c6-c6d2-b7f5-f0c5-c1766f2072f4
First observed: Mar 19, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.