DFX Intelligence

A••••••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A••••••• I••••••••• M•••••••••

A••••••• I••••••••• M••••••••• (UK) LLP, CRD 160154

LONDON

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Search this name across graphsid dfx:ria:4aed6933-ad30-81b0-725e-5f14d6a00f06

Data as of Apr 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2013 to Apr 1, 2014
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 13
Advisory employees: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $500,000••• Locked
Custody, client assets: $0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• L••••• E• M•••• M••••• F••• L••••••	Hedge Fund	$500,000	Apr 1, 2014	68	Mar 7, 2012	reported	021-174344

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• V••••••• B••••	CHIEF RISK OFFICER	Na	yes	02/2014	Feb 3, 2014	Apr 1, 2014
A••••••• A•••• M••••••••• G•••	CORPORATE OWNER	E	yes	04/2011	Nov 14, 2013	Apr 1, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• I••••••••• M••••••••• ••• L••	n/a	Former SEC adviser	$649M	N	yes	n/a
A••••••• A•••• M••••••••• G•••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Apr 1, 2014	n/a	n/a	13	4	n/a	1	$500,000

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	n/a	n/a	n/a	n/a	13	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ A••••••• USRegistered adviserbank, common control
factForm ADV
← A••••••• USRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ A••••••• L••••• E• M•••• M••••• F••• L••••••Private fundHedge Fund, IA
Mar 7, 2012 to presentfactForm ADV

Controls (9)

Dated events

Occurred
Nov 14, 2013
First Form ADV filing
A••••••• I••••••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aed6933-ad30-81b0-725e-5f14d6a00f06
First observed: Nov 14, 2013
Last observed: Apr 1, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.