R••••• J•• F••

Advisor at C•••••••• A•••••••• L••

NORTHFIELD, IL

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Search this name across graphsid dfx:ria:4af4aa7b-9058-63df-cb87-d09da51f4d23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••• L••	Former SEC adviser	Jun 25, 2014	n/a	yes	NORTHFIELD, IL	Current employment
K••••••••• A•••• M••••••••• L••	Former SEC adviser	Dec 22, 2010	Nov 24, 2014	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• A•••• M••••••••• L••	C•••••••• A•••••••• L••	Nov 24, 2014	Jun 25, 2014	-152	Firm change after gap	Other
R••••• W• B•••• • C•• I•••••••••	K••••••••• A•••• M••••••••• L••	Dec 8, 2010	Dec 22, 2010

Relationships

Registered with (3)

→ C•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 25, 2014 to presentfactForm ADV
→ K••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2010 to Nov 24, 2014factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2007 to Dec 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4af4aa7b-9058-63df-cb87-d09da51f4d23
First observed: Jan 30, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.