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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | CLEARWATER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 1, 2009 | n/a | yes | TAMPA, FL|CLEARWATER, FL | Current employment |
| NJR INVESTMENT ADVISORY, INC. | n/a | Apr 11, 2008 | May 12, 2008 | no | TAMPA, FL | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Oct 18, 2006 | Apr 17, 2008 | no | TAMPA, FL|TAMPA, FL|SAINT PETERSBURG, FL|OLDSMAR, FL|CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NJR INVESTMENT ADVISORY, INC. | J. W. COLE ADVISORS, INC. | May 12, 2008 | Apr 1, 2009 | 324 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | NJR INVESTMENT ADVISORY, INC. | Apr 17, 2008 | Apr 11, 2008 | -6 | Firm change | Other |