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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

STEVEN DAVID ARTZI

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

BOCA RATON, FL

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Search this name across graphsid dfx:ria:4b09a511-a3ca-3de3-ab1f-b209b61d607b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 12, 1994
First registration: Apr 16, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2463348

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 8, 2017	n/a	yes	BOCA RATON, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 25, 2017	no	Boca Raton, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 13, 2007	Jun 1, 2009	no	BOCA RATON, FL	Previous registration
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC	Independent wealth	Jun 3, 2003	Oct 15, 2004	no	FT. LAUDERDALE, FL	Previous registration
ARTZI CAPITAL MANAGEMENT	n/a	May 2, 2002	Jan 14, 2008	no	BOCA RATON, FL	Previous registration
ARTZI CAPITAL MANAGEMENT	n/a	May 2, 2002	Dec 31, 2005	no	BOCA RATON, FL	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Apr 16, 1998	Mar 6, 2003	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 25, 2017	Mar 8, 2017	42	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
ARTZI CAPITAL MANAGEMENT	BARON SILVER STEVENS FINANCIAL ADVISORS, LLC	Jan 14, 2008	Jun 3, 2003	-1,686	Firm change after gap	Other
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC	CITIGROUP GLOBAL MARKETS INC.	Oct 15, 2004	Jun 13, 2007	971	Firm change after gap	Other
MUTUAL SERVICE CORPORATION	ARTZI CAPITAL MANAGEMENT	Mar 6, 2003	May 2, 2002	-308	Firm change after gap	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Mar 8, 2017 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 25, 2017factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 13, 2007 to Jun 1, 2009factForm ADV
→ ARTZI CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 2, 2002 to Jan 14, 2008factForm ADV
→ BARON SILVER STEVENS FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 3, 2003 to Oct 15, 2004factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Apr 16, 1998 to Mar 6, 2003factForm ADV

Dated events

No dated event names this entity yet.