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RIA / WealthAdvisorCertified Financial Planner10 years in industry

NICHOLAS ISAAC COHEN

Advisor at ALASKA WEALTH ADVISORS

ANCHORAGE, AK

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Search this name across graphsid dfx:ria:4b0bc326-de48-3761-3b29-736cccfee832

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALASKA WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 15, 2015
First registration: Nov 5, 2015
Dual registered: no
Other names: NICHOLAS COHEN|NIC COHEN
IAPD individual key: 6478467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALASKA WEALTH ADVISORS	Independent wealth	Jun 21, 2019	n/a	yes	ANCHORAGE, AK	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 26, 2017	May 24, 2019	no	Anchorage, AK	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 18, 2016	Apr 17, 2017	no	SAN DIEGO, CA\|ANCHORAGE, AK	Previous registration
WADDELL & REED	Former SEC adviser	Jan 20, 2016	Mar 19, 2016	no	ANCHORAGE, AK	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 5, 2015	Nov 11, 2015	no	SCOTTSDALE, AZ\|ANCHORAGE, AK\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	ALASKA WEALTH ADVISORS	May 24, 2019	Jun 21, 2019	28	Firm change	Ibd to RIA
CUSO FINANCIAL SERVICES, L.P.	CUNA BROKERAGE SERVICES, INC.	Apr 17, 2017	May 26, 2017	39	Firm change	Other
WADDELL & REED	CUSO FINANCIAL SERVICES, L.P.	Mar 19, 2016	Apr 18, 2016	30	Firm change	Other
EQUITABLE ADVISORS, LLC	WADDELL & REED	Nov 11, 2015	Jan 20, 2016	70	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:13941:AK:2017-04-17	Apr 17, 2017	May 26, 2017	ANCHORAGE, AK	Firm change

Relationships

Registered with (5)

→ ALASKA WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 21, 2019 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 26, 2017 to May 24, 2019factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 18, 2016 to Apr 17, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 20, 2016 to Mar 19, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 5, 2015 to Nov 11, 2015factForm ADV

Dated events

No dated event names this entity yet.