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Advisor at BROWN FINANCIAL GROUP
DEL RIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROWN FINANCIAL GROUP | State registered | Dec 23, 2013 | n/a | yes | DEL RIO, TX | Current employment |
| SGL FINANCIAL, LLC | Independent wealth | Apr 21, 2016 | Mar 22, 2017 | no | Del Rio, TX | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Sep 16, 2013 | Jan 2, 2014 | no | DEL RIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SGL FINANCIAL, LLC | n/a | Mar 22, 2017 | n/a | n/a | Departure no registered destination | Departure |
| HORTER INVESTMENT MANAGEMENT, LLC | BROWN FINANCIAL GROUP | Jan 2, 2014 | Dec 23, 2013 | -10 | Firm change | Other |