DFX Intelligence

P•••••• A•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

P•••••• A•••••• H••••

Advisor at L•• F•••••••• L••

CARMEL, IN | INDIANAPOLIS, IN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 7, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	CARMEL, IN\|INDIANAPOLIS, IN	Current employment
O•••• W••••• P•••••• C•••••• L••	State registered	Apr 28, 2025	Oct 13, 2025	no	INDIANAPOLIS, IN\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W••••• P•••••• C•••••• L••	L•• F•••••••• L••	Oct 13, 2025	Nov 3, 2025	21	Firm change	Other
F••••••••• I••••••••• A••••••• L••	O•••• W••••• P•••••• C•••••• L••	Apr 22, 2025	Apr 28, 2025

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2022 to Jul 26, 2024factForm ADV
→ O•••• W••••• P•••••• C•••••• L••Registered adviserregistration: previous registration
Apr 28, 2025 to Oct 13, 2025factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 9, 2024 to Apr 22, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

Order

Occurred
13 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Apr 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
26 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
27 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 7, 2020
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.