DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Phillip Anthony Hogan

LPL Financial LLCBD affiliatedCarmel, In dual registrantIAPD 7131964

Feed of 09/15/2026

Also filed as Phil Hogan

At current firm

0 y

since Nov 3, 2025

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 3, 2025 · Carmel, In
Omega Wealth Private Capital LLC state registered
Apr 28, 2025 to Oct 13, 2025 · Indianapolis, In
Foundations Investment Advisors LLC independent RIA
Aug 9, 2024 to Apr 22, 2025 · Phoenix, Az
LPL Financial LLC BD affiliated
Oct 25, 2022 to Jul 26, 2024 · Avon, In
Fifth Third Securities, Inc. BD affiliated
Feb 7, 2020 to Sep 27, 2022 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Omega Wealth Private Capital LLC to LPL Financial LLC
left Oct 13, 2025, registered Nov 3, 2025 (21 days) · Other
Foundations Investment Advisors LLC to Omega Wealth Private Capital LLC
left Apr 22, 2025, registered Apr 28, 2025 (6 days) · RIA to a state-registered adviser
LPL Financial LLC to Foundations Investment Advisors LLC
left Jul 26, 2024, registered Aug 9, 2024 (14 days) · Affiliated broker-dealer or bank to independent RIA
Fifth Third Securities, Inc. to LPL Financial LLC
left Sep 27, 2022, registered Oct 25, 2022 (28 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Phillip Anthony Hogan left Omega Wealth Private Capital Llc for Lpl Financial Llc (registered 2025-11-03)
Oct 13, 2025 · Advisor changed firm · fact
Phillip Anthony Hogan left Foundations Investment Advisors Llc for Omega Wealth Private Capital Llc (registered 2025-04-28)
Apr 22, 2025 · Advisor changed firm · fact
Phillip Anthony Hogan left Lpl Financial Llc for Foundations Investment Advisors Llc (registered 2024-08-09)
Jul 26, 2024 · Advisor changed firm · fact
Phillip Anthony Hogan left Fifth Third Securities, Inc. for Lpl Financial Llc (registered 2022-10-25)
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address