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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

UNITED GLOBAL ADVISORS, LLC

CRD 167809

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b2bae80-00c2-bf28-aedb-212e73041102

Data as of Oct 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 13, 2013 to Oct 15, 2013
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2013-10-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 1
Employees: 2
Advisory employees: 2
Accounts: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78081
CRD: 167809
Filings on the tape: 9
First filed: May 13, 2013
Latest filed: Oct 15, 2013
Organised: Limited Liability Company, California

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DORAN JOSEPH ADHAMI	n/a	BEVERLY HILLS, CA	1	27	2	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ACE OF SWORDS, LP	Hedge Fund	$0	Oct 15, 2013	0	Sep 12, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADHAMI, DORAN, JOSEPH	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	06/2013	Jun 28, 2013	Oct 15, 2013
VINIK, ITAY	MANAGING MEMBER	D	yes	06/2013	Jun 28, 2013	Oct 15, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNITED GLOBAL FUNDS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Registered with (2)

← DORAN JOSEPH ADHAMIAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ITAY NMN VINIKAdvisorregistration: previous registration
Jun 28, 2013 to May 12, 2020factForm ADV

Advises (1)

→ ACE OF SWORDS, LPPrivate fundHedge Fund, IA
Sep 12, 2013 to presentfactForm ADV

Controls (2)

← ADHAMI, DORAN, JOSEPHOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jun 28, 2013 to presentfactForm ADV
← VINIK, ITAYOwnerMANAGING MEMBER, ownership code D, individual
Jun 28, 2013 to presentfactForm ADV

Dated events

Occurred
May 13, 2013
First Form ADV filing
United Global Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b2bae80-00c2-bf28-aedb-212e73041102
First observed: May 13, 2013
Last observed: Oct 15, 2013 157 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNITED GLOBAL ADVISORS, LLC

CRD 167809

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b2bae80-00c2-bf28-aedb-212e73041102

Data as of Oct 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DORAN JOSEPH ADHAMI

n/a

BEVERLY HILLS, CA

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ACE OF SWORDS, LP

Hedge Fund

Oct 15, 2013

Sep 12, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADHAMI, DORAN, JOSEPH

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/2013

Jun 28, 2013

Oct 15, 2013

VINIK, ITAY

MANAGING MEMBER

yes

06/2013

Jun 28, 2013

Oct 15, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNITED GLOBAL FUNDS GP, LLC

n/a

yes

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%