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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Dane Alden Bradford

Advisor at CETERA INVESTMENT ADVISERS LLC

ATHENS, TN

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Search this name across graphsid dfx:ria:4b34ee92-bc5b-592f-cf98-06a39122a4cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 2, 2005
First registration: Aug 11, 2009
Dual registered: yes, broker-dealer
Other names: Dane Bradford
IAPD individual key: 4903910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	ATHENS, TN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 30, 2018	Jul 23, 2021	no	PORTLAND, OR\|PORTLAND, OR\|Portland, OR\|Portland, OR\|PORTLAND, OR\|PORTLAND, OR\|Portland, OR\|Lake Oswego, OR\|Portland, OR	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 11, 2018	no	PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|TIGARD, OR\|PORTLAND, OR	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 15, 2010	Oct 1, 2012	no	SHERWOOD, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 11, 2009	May 28, 2010	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	CETERA INVESTMENT ADVISERS LLC	Jul 23, 2021	Jun 29, 2023	706	Firm change after gap	Ibd to ibd
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Apr 11, 2018	Mar 30, 2018	-12	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
U.S. BANCORP INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 28, 2010	Jun 15, 2010	18	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17868:105644:OR:2021-07-23	Jul 23, 2021	Jun 29, 2023	PORTLAND, OR	Firm change after gap

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 30, 2018 to Jul 23, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Apr 11, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 15, 2010 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.