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A•••• J••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••• J••••• R•••

Advisor at T• P•••••• C••••• W••••• L••

Greenville, SC | BOSTON, MA

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Search this name across graphsid dfx:ria:4b545c69-81f3-3191-9e5a-3c123d10de5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Jun 10, 2026	n/a	yes	BOSTON, MA\|Greenville, SC	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Apr 11, 2016	Nov 8, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	T• P•••••• C••••• W••••• L••	Nov 8, 2024	Jun 10, 2026	579	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Apr 11, 2016 to Nov 8, 2024factForm ADV

Dated events

Occurred
Nov 8, 2024
Advisor changed firm
A•••• J••••• R••• left O••••••••• • C•• I••• for T• P•••••• C••••• W••••• L•• (registered 2026-06-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b545c69-81f3-3191-9e5a-3c123d10de5f
First observed: Apr 11, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.