DFX Intelligence

S••• P•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

S••• P•••••• M••••••••

Advisor at M••••• L••

RADNOR, PA

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Search this name across graphsid dfx:ria:4b605145-00d1-6764-b5a0-0483e9d9a922

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• L••	Independent wealth	Oct 16, 2014	n/a	yes	RADNOR, PA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Sep 17, 2010	Oct 3, 2014	no	PHILADELPHIA, PA\|TYSONS CORNER, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	M••••• L••	Oct 3, 2014	Oct 16, 2014	13	Bulk transfer	Other

Relationships

Registered with (2)

→ M••••• L••Registered adviserregistration: current employment
Oct 16, 2014 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2010 to Oct 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b605145-00d1-6764-b5a0-0483e9d9a922
First observed: Sep 17, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.