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RIA / WealthAdvisorCertified Financial Planner20 years in industry

TIMOTHY JOHN BAKER

Advisor at WEALTHSHAPE LLC

WINDSOR, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSHAPE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 4, 2005
First registration: Mar 30, 2009
Dual registered: no
IAPD individual key: 5030137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSHAPE LLC	Independent wealth	Aug 19, 2015	n/a	yes	WINDSOR, CT	Current employment
ASSET STRATEGIES, INC.	Former SEC adviser	Dec 12, 2013	Sep 17, 2015	no	AVON, CT	Previous registration
3D ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 8, 2012	Dec 4, 2013	no	HARTFORD, CT	Previous registration
SYMMETRY PARTNERS	Independent wealth	Mar 30, 2009	Oct 12, 2012	no	GLASTONBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSET STRATEGIES, INC.	WEALTHSHAPE LLC	Sep 17, 2015	Aug 19, 2015	-29	Firm change	Other
3D ASSET MANAGEMENT, INC.	ASSET STRATEGIES, INC.	Dec 4, 2013	Dec 12, 2013	8	Firm change	Other
SYMMETRY PARTNERS	3D ASSET MANAGEMENT, INC.	Oct 12, 2012	Nov 8, 2012	27	Firm change	Other

Relationships

Registered with (4)

→ WEALTHSHAPE LLCRegistered adviserregistration: current employment
Aug 19, 2015 to presentfactForm ADV
→ ASSET STRATEGIES, INC.Registered adviserregistration: previous registration
Dec 12, 2013 to Sep 17, 2015factForm ADV
→ 3D ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 8, 2012 to Dec 4, 2013factForm ADV
→ SYMMETRY PARTNERSRegistered adviserregistration: previous registration
Mar 30, 2009 to Oct 12, 2012factForm ADV

Dated events

No dated event names this entity yet.