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Advisor at RBC CAPITAL MARKETS, LLC
Green Bay, WI | DE PERE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 18, 2022 | n/a | yes | Green Bay, WI|DE PERE, WI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Feb 16, 2022 | no | FREEDOM, WI|NEW FRANKEN, WI|GREEN BAY, WI|GREEN BAY, WI|DE PERE, WI|NEW FRANKEN, WI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 13, 2006 | Oct 1, 2012 | no | FREEDOM, WI|GREEN BAY, WI|NEW FRANKEN, WI|GREEN BAY, WI|GREEN BAY, WI|FREEDOM, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | RBC CAPITAL MARKETS, LLC | Feb 16, 2022 | Jan 18, 2022 | -29 | Firm change | Wirehouse to ibd |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:31194:WI:2022-02-16 | Feb 16, 2022 | Jan 18, 2022 | NEW FRANKEN, WI | Firm change |