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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MARK S ESTEP

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b7559ee-a46a-abd2-9336-68e8c1f5ae01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVY FEDERAL INVESTMENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 7, 2006
First registration: Sep 8, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5150398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Jan 4, 2017	n/a	yes	El Paso, TX\|Winchester, VA\|Vacaville, CA\|Cherry Hill, NJ\|Matthews, NC\|Richmond, VA\|Millington, TN\|LEXINGTON PARK, MD\|Killeen, TX\|Vienna, VA\|AURORA, CO\|RESTON, VA\|GROTON, CT\|Gambrills, MD\|TEMECULA, CA\|JACKSONVILLE, NC\|SAN DIEGO, CA\|NEWPORT, RI\|ST. Marys, GA\|Fountain Valley, CA\|WASHINGTON, DC\|SILVERDALE, WA\|Gulf Breeze, FL\|JACKSONVILLE, FL\|Sandy Springs, GA\|West Humble, TX\|ANNAPOLIS, MD\|Garner, NC\|WINTER PARK, FL\|Goodyear, AZ\|San Diego, CA\|HAVELOCK, NC\|NORFOLK, VA\|Oak Harbor, WA\|San Bernardino, CA\|San Antonio, TX\|ROCKVILLE, MD\|Oceanside, CA\|Lacey, WA	Current employment
NAVY FEDERAL ASSET MANAGEMENT, LLC	Former SEC adviser	Sep 8, 2007	Jan 4, 2017	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NAVY FEDERAL ASSET MANAGEMENT, LLC	NAVY FEDERAL INVESTMENT SERVICES, LLC	Jan 4, 2017	Jan 4, 2017	0	Bulk transfer	Other

Relationships

Registered with (2)

→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Jan 4, 2017 to presentfactForm ADV
→ NAVY FEDERAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 8, 2007 to Jan 4, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b7559ee-a46a-abd2-9336-68e8c1f5ae01
First observed: Sep 8, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK S ESTEP

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b7559ee-a46a-abd2-9336-68e8c1f5ae01

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NAVY FEDERAL INVESTMENT SERVICES, LLC

Bd affiliated wealth

Jan 4, 2017

n/a

yes

Current employment

NAVY FEDERAL ASSET MANAGEMENT, LLC

Former SEC adviser

Sep 8, 2007

Jan 4, 2017

VIENNA, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NAVY FEDERAL ASSET MANAGEMENT, LLC

NAVY FEDERAL INVESTMENT SERVICES, LLC

Jan 4, 2017

Bulk transfer

Other