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Advisor at CENTAURUS FINANCIAL, INC.
BEL AIR, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Dec 13, 2011 | n/a | yes | BEL AIR, MD | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 3, 2007 | Dec 19, 2011 | no | CHESTERFIELD, MO|BEL AIR, MD | Previous registration |
| FFP ADVISORY SERVICES INC | n/a | Apr 16, 2002 | Jan 3, 2007 | no | BEL AIR, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | CENTAURUS FINANCIAL, INC. | Dec 19, 2011 | Dec 13, 2011 | -6 | Firm change | Other |
| FFP ADVISORY SERVICES INC | FIRST ALLIED ADVISORY SERVICES, INC. | Jan 3, 2007 | Jan 3, 2007 | 0 | Bulk transfer | Other |