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Advisor at HIGHTOWER ADVISORS, LLC
Scottsdale, AZ | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Oct 8, 2020 | n/a | yes | CHICAGO, IL|Scottsdale, AZ | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 15, 2004 | Dec 31, 2004 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| PRIVATE VISTA, LLC | Former SEC adviser | Feb 3, 1999 | Nov 4, 2020 | no | CHICAGO, IL|CHICAGO, IL|OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE VISTA, LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Nov 4, 2020 | Apr 15, 2004 | -6,047 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | HIGHTOWER ADVISORS, LLC | Dec 31, 2004 | Oct 8, 2020 | 5,760 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108084:6694:IL:2020-11-04 | Nov 4, 2020 | Apr 15, 2004 | OAK BROOK, IL | Firm change after gap |