This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Nov 15, 2016

First registration

Nov 16, 2016

Dual registered

yes, broker-dealer

Other names

ABRAHAM ERNESTO ZAVALA|Abraham Ernesto Zavala-Avalos|Abraham Ernesto Zavala|Abraham Ernesto Zavalaavalos|Abraham E Zavala

IAPD individual key

6631287

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4b7db48b-2f2b-527c-ff87-68dd70ec5ac8

First observed

Nov 16, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.