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Advisor at JOHNSON BIXBY
VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JOHNSON BIXBY | Independent wealth | Feb 10, 2022 | n/a | yes | VANCOUVER, WA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 6, 2020 | May 12, 2021 | no | SEATTLE, WA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Oct 2, 2018 | Nov 6, 2020 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | JOHNSON BIXBY | May 12, 2021 | Feb 10, 2022 | 274 | Firm change | Ibd to RIA |
| KMS FINANCIAL SERVICES, INC | SECURITIES AMERICA ADVISORS, INC. | Nov 6, 2020 | Nov 6, 2020 | 0 | Bulk transfer | Ibd to ibd |