DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CHESAPEAKE FINANCIAL ADVISORS

THOMA CAPITAL MANAGEMENT LLC, CRD 120139

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b8260d8-9245-55d2-8cd8-6951bf5dee3a

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jul 27, 2017 to Aug 19, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $310MItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $295M
Private client RAUM: $298MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $155Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,030
Individual clients: 177
High net worth clients: 91
SEC number: 801-111054
CRD: 120139
Filings on the tape: 23
First filed: Jul 27, 2017
Latest filed: Aug 19, 2026
Organised: Limited Liability Company, MD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOSEPH TAYLOR	Personal Financial Specialist	TOWSON, MD	10	28	n/a	no
CRAIG LOUIS POHL	n/a	TOWSON, MD	10	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
POHL, CRAIG, LOUIS	SENIOR FINANCIAL ADVISOR/MEMBER	A	yes	01/2017	Jul 27, 2017	Oct 23, 2024
SMITH, KATIE, BARNABA	DIRECTOR OF CLIENT SERVICES/MEMBER	A	yes	01/2017	Jul 27, 2017	Oct 23, 2024
TAYLOR, THOMAS, JOSEPH	FOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	05/1998	Jul 27, 2017	Oct 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TAYLOR & COMPANY LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Frederick	Md	United States	1	no
Fulton	Md	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$310M	$295M	10	7	2	n/a	n/a
2024	Mar 5, 2025	$264M	$253M	11	8	2	n/a	n/a
2023	Mar 14, 2024	$192M	$189M	12	9	2	n/a	n/a
2022	Feb 28, 2023	$245M	$242M	14	11	3	n/a	n/a
2021	Mar 16, 2022	$272M	$267M	14	11	3	n/a	n/a
2020	Feb 17, 2021	$205M	$202M	11	11	2	n/a	n/a
2019	Mar 3, 2020	$179M	$173M	8	8	2	n/a	n/a
2018	Feb 28, 2019	$141M	$136M	8	8	1	n/a	n/a
2017	Mar 2, 2018	$154M	$146M	8	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$310M	$264M	17.6%	$245M	8.1%	10	11	2	2

Relationships

Registered with (5)

← THOMAS JOSEPH TAYLORAdvisorregistration: current employment
Oct 27, 2015 to presentfactForm ADV
← CRAIG LOUIS POHLAdvisorregistration: current employment
Oct 27, 2015 to presentfactForm ADV
← Michael Robert PirolliAdvisorregistration: previous registration
May 10, 2023 to Mar 4, 2025factForm ADV
← TIMOTHY NICHOLAS MUDDAdvisorregistration: previous registration
Mar 31, 1999 to Jul 27, 2023factForm ADV
← MATTHEW C. KLINEAdvisorregistration: previous registration
Jul 3, 2021 to May 23, 2023factForm ADV

Controls (3)

← TAYLOR, THOMAS, JOSEPHOwnerFOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 27, 2017 to Oct 23, 2024factForm ADV
← POHL, CRAIG, LOUISOwnerSENIOR FINANCIAL ADVISOR/MEMBER, ownership code A, individual
Jul 27, 2017 to Oct 23, 2024factForm ADV
← SMITH, KATIE, BARNABAOwnerDIRECTOR OF CLIENT SERVICES/MEMBER, ownership code A, individual
Jul 27, 2017 to Oct 23, 2024factForm ADV

Dated events

Occurred
Mar 4, 2025
Advisor changed firm
Michael Robert Pirolli left Chesapeake Financial Advisors for The Kelly Group (registered 2025-04-25)
Form ADVobserved 3 days ago
Occurred
Jul 27, 2023
Control person left
Nicholas Timothy Mudd (Principal, Member, Chief Compliance Officer) no longer on Schedule A of Chesapeake Financial Advisors (listed 2023-02-28, absent 2023-07-27)
Form ADVobserved 3 days ago
Occurred
Jul 27, 2023
Advisor changed firm
Timothy Nicholas Mudd left Chesapeake Financial Advisors for Pointer Financial Advisors Llc (registered 2023-09-18)
Form ADVobserved 3 days ago
Occurred
May 23, 2023
Advisor changed firm
Matthew C. Kline left Chesapeake Financial Advisors for Herbein Financial Group, Llc (registered 2023-06-15)
Form ADVobserved 3 days ago
Occurred
Jul 27, 2017
First Form ADV filing
Chesapeake Financial Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b8260d8-9245-55d2-8cd8-6951bf5dee3a
First observed: Jul 27, 2017
Last observed: Aug 19, 2026 31 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHESAPEAKE FINANCIAL ADVISORS

THOMA CAPITAL MANAGEMENT LLC, CRD 120139

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b8260d8-9245-55d2-8cd8-6951bf5dee3a

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOSEPH TAYLOR

Personal Financial Specialist

TOWSON, MD

n/a

CRAIG LOUIS POHL

n/a

TOWSON, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

POHL, CRAIG, LOUIS

SENIOR FINANCIAL ADVISOR/MEMBER

yes

01/2017

Jul 27, 2017

Oct 23, 2024

SMITH, KATIE, BARNABA

DIRECTOR OF CLIENT SERVICES/MEMBER

yes

01/2017

Jul 27, 2017

Oct 23, 2024

TAYLOR, THOMAS, JOSEPH

FOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

05/1998

Jul 27, 2017

Oct 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TAYLOR & COMPANY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Frederick

United States

Fulton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$310M

$295M

n/a

2024

Mar 5, 2025

$264M

$253M

n/a

2023

Mar 14, 2024

$192M

$189M

n/a

2022

Feb 28, 2023

$245M

$242M

n/a

2021

Mar 16, 2022

$272M

$267M

n/a

2020

Feb 17, 2021

$205M

$202M

n/a

2019

Mar 3, 2020

$179M

$173M

n/a

2018

Feb 28, 2019

$141M

$136M

n/a

2017

Mar 2, 2018

$154M

$146M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$310M

$264M

17.6%

$245M

8.1%