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CRD 110046
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANDERSON, GLENN, HANS | Director | B | yes | 09/1998 | Mar 29, 2012 | Feb 2, 2015 |
| NAIMON, JONATHAN, SANDBERG | CHIEF COMPLIANCE OFFICER | D | yes | 10/2004 | Mar 29, 2012 | Feb 2, 2015 |
| MCCREADY, KEN, F | Member | A | no | 08/1998 | Mar 29, 2012 | Feb 2, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 2, 2015 | $89.2M | $89.2M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Jan 8, 2014 | $78.0M | $78.0M | 2 | 2 | n/a | n/a | n/a |
| 2012 | Mar 23, 2013 | $59.7M | $59.7M | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $52.8M | $52.8M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $89.2M | $78.0M | 14.4% | $52.8M | 19.1% | 2 | 2 | n/a | n/a |