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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MARK ROBERT WALTERSHEIDE

Advisor at WELLS FARGO ADVISORS

DAYTON, OH | MIAMISBURG, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 30, 1988
First registration: Jan 6, 2004
Dual registered: yes, broker-dealer
Other names: MARK R WALTERSHEIDE
IAPD individual key: 1797183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2013	n/a	yes	MIAMISBURG, OH\|DAYTON, OH	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 20, 2013	no	DAYTON, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 19, 2008	Jun 1, 2009	no	DAYTON, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Feb 28, 2008	no	TROY, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 6, 2004	Jan 1, 2008	no	TROY, OH\|ST. LOUIS, MO\|TROY, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Nov 20, 2013	Nov 8, 2013	-12	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Feb 28, 2008	Feb 19, 2008	-9	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Feb 28, 2008factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 20, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 19, 2008 to Jun 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 6, 2004 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.