DFX Intelligence

A••••• S•••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• S•••• E•••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Port Washington, NY

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Search this name across graphsid dfx:ria:4b9eee1a-369d-f95e-3079-7df63800c482

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jan 17, 2025	n/a	yes	Port Washington, NY\|GREENWOOD VILLAGE, CO	Current employment
P•••• S••••••••• L••	No RAUM reported	Jan 24, 2022	Jul 29, 2024	no	Minneapolis, MN\|Port Washington, NY\|Port Washington, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	E•••••• A••••••• G••••• L••	Jul 29, 2024	Jan 17, 2025	172	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2022 to Jul 29, 2024factForm ADV

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b9eee1a-369d-f95e-3079-7df63800c482
First observed: Jan 24, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.