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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MARK HUGO

Advisor at STONEX ADVISORS INC.

WINDSOR LOCKS, CT | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bab5cac-a61c-e88e-552d-cc8eff64c76a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 7, 2000
First registration: Oct 25, 2000
Dual registered: yes, broker-dealer
Other names: MARK ERIC HUGO
IAPD individual key: 2177412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	n/a	yes	BIRMINGHAM, AL\|WINDSOR LOCKS, CT	Current employment
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jun 3, 2004	Jan 30, 2015	no	LYNCHBURG, VA\|MACUNGIE, PA\|GARDEN CITY, NY\|LACROSSE, WI\|CHEROKEE VILLAGE, AR\|RALEIGH, NC\|WOBURN, MA\|WALLINGFORD, CT\|STROUDSBURG, PA\|WINDSOR LOCKS, CT\|EAST LYME, CT\|WARRENTON, VA\|TOMS RIVER, NJ\|LARGO, FL\|SUN CITY CENTER, FL\|PLAINS, PA\|FAYETTEVILLE, NC\|WARWICK, RI\|FARMINGTON, NH\|BLOOMING GLEN, PA\|NORWALK, CT\|BRIGHTON, MA\|LEDYARD, CT\|NORTHFIELD, NJ\|BROOKFIELD, MA\|NORTH ANDOVER, MA\|BROOKHAVEN, MS\|EAGLE, ID\|DEWITT, MI\|LARGO, FL\|COLTSNECK, NJ\|WEST ORANGE, NJ\|BLOOMFIELD, MI\|MINNETONKA, MN\|LELAND, NC\|WINDSOR, CT\|FAIRFIELD, CT\|CHESTER, NJ\|NEWARK, DE\|FORT LAUDERDALE, FL\|SINKING SPRINGS, PA\|STRATFORD, CT\|CHESHIRE, CT\|SOUTHBURY, CT\|MANCHESTER, CT\|SCHNECKSVILLE, PA\|CHESHIRE, CT\|OGDENSBURG, NJ\|ASSONET, MA\|CHESAPEAKE, VA\|NAZARETH, PA\|WALLINGFORD, CT\|NEWMAN, GA\|Newtown, CT\|ROYAL PALM BEACH, FL\|BRIDGEWATER, MA\|MIDDLETOWN, CT\|ENGLEWOOD CLIFFS, NJ\|FALLS CHURCH, VA\|WILMINGTON, NC\|WILLIMANTIC, CT\|LANCASTER, PA\|RED BANK, NJ\|WATERBURY, CT\|NORTH ANDOVER, MA\|SOUTHAMPTON, NJ\|HAMBURG, NY\|MCKINNEY, TX\|THORNWOOD, NY\|ST GUTTENBERG, NJ\|SCHNECKSVILLE, PA\|WILMINGTON, NC\|BRISTOL, CT\|BOCA RATON, FL\|NEW YORK, NY\|RALEIGH, NC\|ROCKY HILL, CT\|NEW YORK, NY\|CARY, NC\|HARTFORD, CT\|APPLETON, WI\|HAMPTON, VA\|LONGMEADOW, MA\|CHAPEL HILL, NC\|CHESTER, NJ\|DECATUR, GA\|WINDSOR LOCKS, CT\|EAGLE, ID\|NEW WINDSOR, NY\|CARY, NC\|NEWNAN, GA\|CLERMONT, FL\|ROCKAWAY, NJ\|CLEMMONS, NC\|Carlisle, PA\|HEALDSBURG, CA\|RICHMOND, VA\|WALDOBORO, ME\|CHARLOTTE, NC\|EAST LONGMEADOW, MA\|MARION, CT\|CHARLOTTE, NC\|GULIFORD, CT\|WALDORF, MD\|ORCHARD PARK, NY\|YOUNGSTOWN, OH	Previous registration
MAIN STREET MANAGEMENT COMPANY	n/a	Oct 25, 2000	May 28, 2004	no	WALLINGFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
MAIN STREET MANAGEMENT COMPANY	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	May 28, 2004	Jun 3, 2004	6	Firm change	Other

Relationships

Registered with (3)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2004 to Jan 30, 2015factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Oct 25, 2000 to May 28, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bab5cac-a61c-e88e-552d-cc8eff64c76a
First observed: Oct 25, 2000
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK HUGO

Advisor at STONEX ADVISORS INC.

WINDSOR LOCKS, CT | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bab5cac-a61c-e88e-552d-cc8eff64c76a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STONEX ADVISORS INC.

Bd affiliated wealth

Jan 30, 2015

n/a

yes

BIRMINGHAM, AL|WINDSOR LOCKS, CT

Current employment

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Former SEC adviser

Jun 3, 2004

Jan 30, 2015

Previous registration

MAIN STREET MANAGEMENT COMPANY

n/a

Oct 25, 2000

May 28, 2004

WALLINGFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

STONEX ADVISORS INC.

Jan 30, 2015

Bulk transfer

Other

MAIN STREET MANAGEMENT COMPANY

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

May 28, 2004

Jun 3, 2004

Firm change

Other