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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

NFP CORPORATE SERVICES (MN), INC.

CRD 116548

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bad9672-a132-58e6-ba29-e33947d63803

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Mar 30, 2016
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $163M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 34
Advisory employees: 6
Accounts: 670
SEC number: 801-63769
CRD: 116548
Filings on the tape: 10
First filed: Apr 2, 2012
Latest filed: Mar 30, 2016
Organised: Corporation, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.	Owner	E	yes	07/2013	Mar 26, 2014	Mar 30, 2016
MADISON DEARBORN PARTNERS	GENERAL PARTNER	F	yes	07/2013	Mar 26, 2014	Mar 30, 2016
MADISON DEARBORN PARTNERS VI-A&C, L.P.	GENERAL PARTNER	F	yes	07/2013	Mar 26, 2014	Mar 30, 2016
NFP CORP.	Shareholder	E	yes	01/1999	Mar 31, 2015	Mar 30, 2016
NFP HOLDINGS, LLC	Owner	E	yes	07/2013	Mar 30, 2016	Mar 30, 2016
NFP INTERMEDIATE HOLDINGS A. CORP	Owner	E	yes	07/2013	Mar 30, 2016	Mar 30, 2016
NFP INTERMEDIATE HOLDINGS B. CORP	Owner	E	yes	07/2013	Mar 30, 2016	Mar 30, 2016
NFP PARENT CO, LLC	Owner	E	yes	10/2014	Mar 30, 2016	Mar 30, 2016
SCHNEIDER, BRETT, RONALD	Director	Na	yes	01/2009	Apr 2, 2012	Mar 30, 2016
CARDINAL, ANTHONY, ALLEN	DIRECTOR,EXECUTIVE VICE PRESIDENT, TREASURER AND CHIEF COMPLIANCE OFFICER	Na	no	01/2001	Apr 2, 2012	Mar 30, 2016
EVAN, MICHAEL, ANDREW	VICE PRESIDENT	Na	no	10/2014	Mar 31, 2015	Mar 30, 2016
LIESER, LORI, MICHELL	VICE PRESIDENT	Na	no	01/2009	Apr 2, 2012	Mar 30, 2016
MILLER, THOMAS, EARL	DIRECTOR AND PRESIDENT	Na	no	01/2001	Apr 2, 2012	Mar 30, 2016
O'MALLEY, EDWARD, GEORGE	Director	Na	no	02/2015	Mar 31, 2015	Mar 30, 2016
SARYCH, JAMES, RICHARD	DIRECTOR AND EXECUTIVE VICE PRESIDENT	Na	no	01/2001	Apr 2, 2012	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP ADVISOR SERVICES, LLC	n/a	Former SEC adviser	$12B	N	yes	n/a
NFP INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.4B	$163M	34	6	n/a	n/a	n/a
2014	Mar 31, 2015	$1.5B	$189M	30	5	n/a	n/a	n/a
2013	Mar 26, 2014	$1.5B	$189M	33	6	n/a	n/a	n/a
2012	Mar 28, 2013	$1.1B	$102M	30	6	n/a	n/a	n/a
2011	Apr 2, 2012	$1.0B	$89.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.4B	$1.5B	-5.9%	$1.1B	8.1%	34	30	n/a	n/a

Relationships

Affiliated with (2)

← NFP ADVISOR SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (8)

← MADISON DEARBORN PARTNERSOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 26, 2014 to presentfactForm ADV
← SCHNEIDER, BRETT, RONALDOwnerDIRECTOR, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.OwnerOWNER, ownership code E, domestic entity
Mar 26, 2014 to presentfactForm ADV
← MADISON DEARBORN PARTNERS VI-A&C, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 26, 2014 to presentfactForm ADV
← NFP CORP.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS A. CORPOwnerOWNER, ownership code E, domestic entity
Mar 30, 2016 to presentfactForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORPOwnerOWNER, ownership code E, domestic entity
Mar 30, 2016 to presentfactForm ADV
← NFP PARENT CO, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2016 to presentfactForm ADV

Owns (6)

← MILLER, THOMAS, EARLOwnerDIRECTOR AND PRESIDENT, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← CARDINAL, ANTHONY, ALLENOwnerDIRECTOR,EXECUTIVE VICE PRESIDENT, TREASURER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← SARYCH, JAMES, RICHARDOwnerDIRECTOR AND EXECUTIVE VICE PRESIDENT, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← LIESER, LORI, MICHELLOwnerVICE PRESIDENT, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← O'MALLEY, EDWARD, GEORGEOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← EVAN, MICHAEL, ANDREWOwnerVICE PRESIDENT, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bad9672-a132-58e6-ba29-e33947d63803
First observed: Apr 2, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NFP CORPORATE SERVICES (MN), INC.

CRD 116548

PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bad9672-a132-58e6-ba29-e33947d63803

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P.

Owner

yes

07/2013

Mar 26, 2014

Mar 30, 2016

MADISON DEARBORN PARTNERS

GENERAL PARTNER

yes

07/2013

Mar 26, 2014

Mar 30, 2016

MADISON DEARBORN PARTNERS VI-A&C, L.P.

GENERAL PARTNER

yes

07/2013

Mar 26, 2014

Mar 30, 2016

NFP CORP.

Shareholder

yes

01/1999

Mar 31, 2015

Mar 30, 2016

NFP HOLDINGS, LLC

Owner

yes

07/2013

Mar 30, 2016

NFP INTERMEDIATE HOLDINGS A. CORP

Owner

yes

07/2013

Mar 30, 2016

NFP INTERMEDIATE HOLDINGS B. CORP

Owner

yes

07/2013

Mar 30, 2016

NFP PARENT CO, LLC

Owner

yes

10/2014

Mar 30, 2016

SCHNEIDER, BRETT, RONALD

Director

yes

01/2009

Apr 2, 2012

Mar 30, 2016

CARDINAL, ANTHONY, ALLEN

DIRECTOR,EXECUTIVE VICE PRESIDENT, TREASURER AND CHIEF COMPLIANCE OFFICER

01/2001

Apr 2, 2012

Mar 30, 2016

EVAN, MICHAEL, ANDREW

VICE PRESIDENT

10/2014

Mar 31, 2015

Mar 30, 2016

LIESER, LORI, MICHELL

VICE PRESIDENT

01/2009

Apr 2, 2012

Mar 30, 2016

MILLER, THOMAS, EARL

DIRECTOR AND PRESIDENT

01/2001

Apr 2, 2012

Mar 30, 2016

O'MALLEY, EDWARD, GEORGE

Director

02/2015

Mar 31, 2015

Mar 30, 2016

SARYCH, JAMES, RICHARD

DIRECTOR AND EXECUTIVE VICE PRESIDENT

01/2001

Apr 2, 2012

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP ADVISOR SERVICES, LLC

n/a

Former SEC adviser

$12B

yes

n/a

NFP INSURANCE SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$1.4B

$163M

n/a

2014

Mar 31, 2015

$1.5B

$189M

n/a

2013

Mar 26, 2014

$1.5B

$189M

n/a

2012

Mar 28, 2013

$1.1B

$102M

n/a

2011

Apr 2, 2012

$1.0B

$89.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.4B

$1.5B

-5.9%

$1.1B

8.1%

n/a