DFX Intelligence

A••••••• T••••• I• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A••••••• T••••• I• L••

CRD 318463

NEW YORK, NY

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Search this name across graphsid dfx:ria:4bae66d3-ae30-73aa-6377-2497174b47af

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 2
Observed: Jun 8, 2022 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• T••••• I• L••

Private equity manager · shared crd

Independent Sponsorsidentity

A••••••• T••••• I• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $832M••• Locked
Discretionary RAUM: $432M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• J•••••• H•••••••• L•	Private Equity Fund	$391M	Mar 28, 2024	3	Nov 16, 2022	reported	021-463888

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• T••••• I• H•••••••• L••	M•••••	E	yes	05/2022	Jun 8, 2022	Mar 28, 2024
C••••••• D••••• J•	M•••••	E	yes	01/2022	Jun 8, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• C•••• L••	n/a	n/a	n/a	N	yes	n/a
A•• J•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
A•• J•••••• M•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$832M	$829M	0.4%	$390M	28.7%	11	11	1	0

Relationships

Advises (1)

→ A•• J•••••• H•••••••• L•Private fundPrivate Equity Fund, IA
Nov 16, 2022 to presentfactForm ADV

Controls (5)

← C•••••••• H••••• G••••••OwnerM•••••, ownership code E, individual
Jun 8, 2022 to Mar 28, 2024factForm ADV
← C••••••• D••••• J•OwnerM•••••, ownership code E, individual
Jun 8, 2022 to Mar 28, 2024factForm ADV
← J•••••• T•••••••• J•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Apr 30, 2025
Regulatory AUM changed
A••••••• T••••• I• L•• reported RAUM $829.2M, up 112% from $390.6M (2024-03-28 to 2025-04-30)
Form ADVobserved 7 days ago
$439M
Occurred
Mar 28, 2024
Control person joined
J••• T••••••• J••••• (Chief Compliance Officer) appeared on Schedule A of A••••••• T••••• I• L••
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person left
Elizabeth Kate Gunio (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of A••••••• T••••• I• L•• (listed 2023-08-18, absent 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bae66d3-ae30-73aa-6377-2497174b47af
First observed: Jun 8, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.