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advised by ESSEX PRIVATE WEALTH MANAGEMENT LLC
Massachusetts, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jan 27, 2017 | $11.0M | 10 |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| PENSON FINANCIAL SERVICES, INC. | PENSON FINANCIAL SERVICES, INC. | Dallas | Texas | United States | no | 8-42095 |
| TD AMERITRADE, INC. | TD AMERITRADE, INC. | Bellevue | Nebraska | United States | yes | 8-23395 |
| 1000.0% |
| yes |
| W• A•••••••• L•• |
| Nov 23, 2016 | $11.0M | 10 | $50,000 | 1000.0% | yes | W• A•••••••• L•• |
| Nov 17, 2016 | $11.0M | 10 | $50,000 | 1000.0% | yes | W• A•••••••• L•• |
| Nov 15, 2016 | $11.0M | 10 | $50,000 | 1000.0% | yes | W• A•••••••• L•• |
| Nov 14, 2016 | $11.0M | 10 | $50,000 | 1000.0% | yes | W• A•••••••• L•• |
| Sep 29, 2016 | $11.0M | 10 | $50,000 | 1000.0% | yes | W• A•••••••• L•• |