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D•••••• E•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

D•••••• E•••••• O•••••

Advisor at T•• O•• R•••• F•••••••• S••••••• G••••• I••

GOLDEN VALLEY, MN

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Search this name across graphsid dfx:ria:4bc76095-b319-4a65-bcea-3bd114935b0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 1989 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• O•• R•••• F•••••••• S••••••• G••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• O•• R•••• F•••••••• S••••••• G••••• I••	Independent wealth	Mar 25, 2016	n/a	yes	GOLDEN VALLEY, MN\|GOLDEN VALLEY, MN	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 28, 1989	Apr 4, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	T•• O•• R•••• F•••••••• S••••••• G••••• I••	Apr 4, 2016	Mar 25, 2016	-10	Firm change	Other

Relationships

Registered with (2)

→ T•• O•• R•••• F•••••••• S••••••• G••••• I••Registered adviserregistration: current employment
Mar 25, 2016 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 28, 1989 to Apr 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bc76095-b319-4a65-bcea-3bd114935b0f
First observed: Mar 28, 1989
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.