DFX Intelligence

T•••• A•••••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

T•••• A•••••••• W••••• A•••••••• L••

CRD 166538

NEW YORK, NY

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Search this name across graphsid dfx:ria:4bc88e96-342f-50bc-a20c-7067657950a6

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2026 to Mar 28, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 5
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
High net worth clients: 28
CRD: 166538
Filings on the tape: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• M• H•••••	Certified Financial Planner	NEW YORK, NY	13	15	1	no
J••• N•••••••••	n/a	NEW YORK, NY \| Delray Beach, FL	10	32

Relationships

Affiliated with (2)

← T• C•••••• M••••••••• L••Registered adviserother investment adviser, control
factForm ADV
← E•••••••• T••••••••• S•••••••• L••Registered adviserother investment adviser, control
factForm ADV

Registered with (7)

← A•••• H••••• B••••Advisorregistration: current employment
Dec 22, 2025 to presentfactForm ADV
← M•••••• T•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bc88e96-342f-50bc-a20c-7067657950a6
First observed: Mar 28, 2026
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.