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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Newtown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 27, 2026 | n/a | yes | Newtown, PA|AUSTIN, TX | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 19, 2009 | Jan 27, 2026 | no | NEWTOWN, PA|Parsippany, NJ|WALTHAM, MA | Previous registration |
| INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | Former SEC adviser | Sep 21, 2004 | Nov 18, 2009 | no | NEWTOWN, PA|EASTON, PA | Previous registration |
| IAC ADVISORY SERVICES, INC | n/a | Mar 25, 2003 | Dec 14, 2004 | no | OCEAN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | KESTRA ADVISORY SERVICES, LLC | Jan 27, 2026 | Jan 27, 2026 | 0 | Firm change | Ibd to ibd |
| INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | COMMONWEALTH FINANCIAL NETWORK | Nov 18, 2009 | Nov 19, 2009 | 1 | Firm change | Other |
| IAC ADVISORY SERVICES, INC | INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | Dec 14, 2004 | Sep 21, 2004 | -84 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:283330:MA:2026-01-06 | Jan 27, 2026 | Jan 27, 2026 | WALTHAM, MA | Firm change |