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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JAMES TETREAULT

Advisor at LPL ENTERPRISE, LLC

FORT MILL, SC | ATTLEBORO, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bd2d899-8427-5ac0-87fa-372678cd4542

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Nov 10, 2000
First registration: Jan 3, 2008
Dual registered: yes, broker-dealer
Other names: JAY TETREAULT|JAMES J TETREAULT|JAMES JOSEPH TETREAULT
IAPD individual key: 4255306

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 28, 2024	n/a	yes	ATTLEBORO, MA\|FORT MILL, SC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 17, 2018	Oct 11, 2024	no	ATTLEBORO, MA\|FORT MILL, SC\|BOSTON, MA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 3, 2008	Nov 22, 2017	no	BOSTON , MA\|BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	LPL ENTERPRISE, LLC	Oct 11, 2024	Nov 28, 2024	48	Firm change	Ibd to new firm
SIGNATOR INVESTORS, INC.	LPL FINANCIAL LLC	Nov 22, 2017	Jan 17, 2018	56	Firm change	Other

Relationships

Registered with (3)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 28, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 17, 2018 to Oct 11, 2024factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 3, 2008 to Nov 22, 2017factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
James Tetreault left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-11-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bd2d899-8427-5ac0-87fa-372678cd4542
First observed: Jan 3, 2008
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES TETREAULT

Advisor at LPL ENTERPRISE, LLC

FORT MILL, SC | ATTLEBORO, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bd2d899-8427-5ac0-87fa-372678cd4542

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL ENTERPRISE, LLC

Bd affiliated wealth

Nov 28, 2024

n/a

yes

ATTLEBORO, MA|FORT MILL, SC

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Jan 17, 2018

Oct 11, 2024

ATTLEBORO, MA|FORT MILL, SC|BOSTON, MA

Previous registration

SIGNATOR INVESTORS, INC.

Former SEC adviser

Jan 3, 2008

Nov 22, 2017

BOSTON , MA|BOSTON, MA|BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

LPL ENTERPRISE, LLC

Oct 11, 2024

Nov 28, 2024

Firm change

Ibd to new firm

SIGNATOR INVESTORS, INC.

LPL FINANCIAL LLC

Nov 22, 2017

Jan 17, 2018

Firm change

Other