DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at JANNEY MONTGOMERY SCOTT LLC
DARIEN, CT | Parkland, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 19, 2018 | n/a | yes | Parkland, FL|DARIEN, CT | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 18, 2005 | Nov 19, 2018 | no | HARTFORD, CT|GLASTONBURY, CT|Parkland, FL|GLASTONBURY, CT|Parkland, FL | Previous registration |
| ADVEST, INC. | n/a | Jul 22, 1991 | Dec 14, 2005 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | JANNEY MONTGOMERY SCOTT LLC | Nov 19, 2018 | Nov 19, 2018 | 0 | Firm change | Ibd to ibd |
| ADVEST, INC. | RBC CAPITAL MARKETS, LLC | Dec 14, 2005 | Nov 18, 2005 | -26 | Firm change | Other |