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RIA / WealthAdvisor11 years in industry

BRANDON ALEXANDER TRANK

Advisor at TRADEWINDS WEALTH MANAGEMENT

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bd565eb-9411-0c27-edd8-02ecc12a902e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRADEWINDS WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Dec 22, 2015
First registration: Jan 25, 2016
Dual registered: no
Other names: BRANDON TRANK
IAPD individual key: 6533321

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRADEWINDS WEALTH MANAGEMENT	Independent wealth	Apr 23, 2023	n/a	yes	PORTLAND, OR	Current employment
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Apr 16, 2021	Mar 9, 2023	no	OLYMPIA, WA\|Portalnd, OR\|Portland, OR\|Portland, OR	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 14, 2019	Apr 23, 2021	no	Mercer Island, WA\|Lake Oswego, OR	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 25, 2016	Jun 4, 2018	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	TRADEWINDS WEALTH MANAGEMENT	Mar 9, 2023	Apr 23, 2023	45	Firm change	RIA to RIA
PRUCO SECURITIES, LLC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Apr 23, 2021	Apr 16, 2021	-7	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	PRUCO SECURITIES, LLC	Jun 4, 2018	Nov 14, 2019	528	Firm change after gap	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151298:323879:OR:2023-03-09	Mar 9, 2023	Apr 23, 2023	PORTLAND, OR	Firm change

Relationships

Registered with (4)

→ TRADEWINDS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 23, 2023 to presentfactForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 16, 2021 to Mar 9, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 14, 2019 to Apr 23, 2021factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 25, 2016 to Jun 4, 2018factForm ADV

Dated events

Occurred
Mar 9, 2023
Advisor changed firm
Brandon Alexander Trank left Financial Advocates Investment Management for Tradewinds Wealth Management (registered 2023-04-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bd565eb-9411-0c27-edd8-02ecc12a902e
First observed: Jan 25, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRANDON ALEXANDER TRANK

Advisor at TRADEWINDS WEALTH MANAGEMENT

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bd565eb-9411-0c27-edd8-02ecc12a902e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TRADEWINDS WEALTH MANAGEMENT

Independent wealth

Apr 23, 2023

n/a

yes

PORTLAND, OR

Current employment

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Former SEC adviser

Apr 16, 2021

Mar 9, 2023

OLYMPIA, WA|Portalnd, OR|Portland, OR|Portland, OR

Previous registration

PRUCO SECURITIES, LLC

No RAUM reported

Nov 14, 2019

Apr 23, 2021

Mercer Island, WA|Lake Oswego, OR

Previous registration

PRINCIPAL SECURITIES, INC.

Bd affiliated wealth

Jan 25, 2016

Jun 4, 2018

LAKE OSWEGO, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

TRADEWINDS WEALTH MANAGEMENT

Mar 9, 2023

Apr 23, 2023

Firm change

RIA to RIA

PRUCO SECURITIES, LLC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Apr 23, 2021

Apr 16, 2021

-7

Firm change

Ibd to RIA

PRINCIPAL SECURITIES, INC.

PRUCO SECURITIES, LLC

Jun 4, 2018

Nov 14, 2019

528

Firm change after gap

Ibd to ibd

Team

Left

Joined

From

Kind

151298:323879:OR:2023-03-09

Mar 9, 2023

Apr 23, 2023

PORTLAND, OR

Firm change